Neal R. Greenberg
Professional summary
Neal Richard Greenberg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Neal is a previously registered financial advisor and started their career in finance in 1980. Prior to being barred, Neal had worked at 10 firms, which includes AGILE GROUP, AGILE ADVISORS INC., AGILE SECURITIES INC., LPL FINANCIAL LLC, GLOBAL FINANCIAL GROUP INC., CETERA ADVISORS LLC, NEW ENGLAND SECURITIES, INTEGRATED RESOURCES EQUITY CORPORATION, CONSOLIDATED INVESTMENT SERVICES INC., WALL STREET WEST INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2000 - October 5, 2009
AGILE GROUP
January 1, 1999 - October 5, 2009
AGILE ADVISORS INC.
February 8, 1996 - January 20, 2009
AGILE SECURITIES, INC.
November 5, 1991 - February 21, 1996
LPL FINANCIAL LLC
May 10, 1990 - November 15, 1991
GLOBAL FINANCIAL GROUP, INC.
February 26, 1988 - May 15, 1990
CETERA ADVISORS LLC
October 2, 1987 - March 23, 1988
NEW ENGLAND SECURITIES
July 14, 1987 - March 11, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
December 29, 1980 - October 31, 1986
CONSOLIDATED INVESTMENT SERVICES, INC.
June 4, 1980 - December 11, 1980
WALL STREET WEST, INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 5/23/1980
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
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