Christopher B. Jan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher B Jan, who also goes by Chris Jan, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2019. Christopher had worked at 2 firms and has passed the Series 63, SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2021 - March 3, 2025
CVCAPITAL SECURITIES, LLC
May 13, 2019 - April 24, 2020
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 4/15/2019
Investment Banking Registered Representative ExaminationCurrent Firm
CVCAPITAL SECURITIES, LLC
CRD#: 152765 / SEC#: , 8-68474
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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