Christopher L. Temple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Lawrence Temple, who also goes by Chris Temple, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1980. Christopher had worked at 3 firms and has passed the Series 63, Series 6, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1984 - November 28, 1986
ROCHESTER FUND DISTRIBUTORS
September 11, 1981 - September 27, 1984
LESKO SECURITIES INC.
June 4, 1980 - September 2, 1981
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/22/1980
Registered Representative ExaminationCurrent Firm
ROCHESTER FUND DISTRIBUTORS
CRD#: 12972 / SEC#: , 8-28393
Contact information
Documents
Red Flags
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