Michael E. Brodnax
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Eugene Brodnax, who also goes by Michael E Brodnax, Michael Brodnax, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2020 - July 23, 2024
CAPITAL OPTIONS, INC.
May 23, 2014 - August 31, 2020
WEALTH MANAGEMENT ADVISORS, LLC
May 19, 2014 - December 31, 2016
TRIAD ADVISORS LLC
June 2, 2006 - May 19, 2014
IC ADVISORY SERVICES, INC.
May 6, 2003 - June 2, 2006
THE INVESTMENT CENTER, INC.
May 6, 2003 - May 19, 2014
THE INVESTMENT CENTER, INC.
February 18, 2000 - May 19, 2003
NORTH COAST SECURITIES CORPORATION
November 6, 1992 - February 15, 2000
THE ADVISORS GROUP, INC.
September 13, 1982 - November 4, 1992
PATTERSON FINANCIAL SERVICES, INC.
June 4, 1980 - December 29, 1982
PROTECTED INVESTORS OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/27/1980
Registered Representative ExaminationCurrent Firm
CAPITAL OPTIONS, INC.
CRD#: 309840 / SEC#: 801-119121
Contact information
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 154,595,297 |
Red Flags
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