Michael A. Millan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Angel Millan, who also goes by Michael Angel Millan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1980. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2011 - February 6, 2018
SCARSDALE EQUITIES LLC
March 22, 2010 - May 14, 2010
AVIAN SECURITIES, LLC
March 20, 2009 - August 31, 2009
ECHOTRADE LLC
April 1, 2008 - March 23, 2009
AVIAN SECURITIES, LLC
May 17, 2006 - March 31, 2008
SARATOGA CAPITAL MARKETS
February 23, 1999 - May 11, 2006
CATHAY FINANCIAL INC
January 13, 1998 - February 25, 1999
ALPS DISTRIBUTORS, INC.
June 27, 1995 - June 11, 1997
MITCHELL SECURITIES, INC.
February 27, 1995 - August 3, 1999
LB-EN & COMPANY, INC.
March 2, 1994 - July 25, 1995
KIMELMAN & BAIRD, LLC
May 23, 1980 - January 21, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/13/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 10/29/1981
Interest Rate Options ExaminationCurrent Firm
SCARSDALE EQUITIES LLC
CRD#: 134602 / SEC#: , 8-66845
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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