Todd K. Jupiter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Kevin Jupiter was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1980. Todd had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2014 - February 3, 2022
SANTANDER US CAPITAL MARKETS LLC
January 2, 2002 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
November 16, 2000 - December 20, 2001
COASTAL SECURITIES, INC.
June 8, 1994 - November 16, 2000
AMHERST SECURITIES GROUP, L.P.
May 6, 1988 - June 14, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
April 14, 1988 - June 14, 1994
WESTCAP SECURITIES, L.P.
March 9, 1988 - April 16, 1988
GULFSTREAM FINANCIAL ASSOCIATES, INC.
December 15, 1987 - June 14, 1994
WESTCAP SECURITIES, L.P.
July 15, 1987 - December 24, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
July 10, 1986 - July 27, 1987
SWINK & COMPANY, INC.
May 9, 1985 - June 23, 1986
TMA GOVERNMENT SECURITIES, LTD.
May 11, 1984 - March 25, 1985
UNITED CAPITAL CORPORATION
June 2, 1980 - March 22, 1984
MARCUS, STOWELL & BEYE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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