Jake N. Popoff

HUTCHINSON CAPITAL MANAGEMENT

San Rafael, CA 94901

Some features on this profile are disabled

CRD#: 7092533

Professional summary

Jake Nicholas Popoff is a registered financial advisor currently at HUTCHINSON CAPITAL MANAGEMENT located in San Rafael, California.

Jake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jake has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Nicholas Popoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2023 - Present

HUTCHINSON CAPITAL MANAGEMENT

Office #1: 1101 Fifth Avenue Suite 160, San Rafael, CA 94901

RIA

CRD#: 106158

San Rafael, CA

Past

February 22, 2022 - February 28, 2023

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

SAN FRANCISCO, CA

Past

July 17, 2020 - February 8, 2022

NYLIFE SECURITIES LLC

CRD#: 5167

SANTA ROSA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUTCHINSON CAPITAL MANAGEMENT

HUTCHINSON CAPITAL MANAGEMENT | HUTCHINSON CAPITAL MANAGEMENT LLC

CRD#: 106158 / SEC#: 801-48519

RIA

Registered Investment Advisory firm - (2/17/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/2/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 7/17/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/28/2020

Securities Industry Essentials Examination

Current Firm

HUTCHINSON CAPITAL MANAGEMENT

HUTCHINSON CAPITAL MANAGEMENT | HUTCHINSON CAPITAL MANAGEMENT LLC

CRD#: 106158 / SEC#: 801-48519

RIA

Registered Investment Advisory firm - (2/17/1995 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1101 Fifth Avenue Suite 160, San Rafael, CA 94901

Mailing Address

Phone number

(415) 464-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HUTCHINSON CAPITAL FORM ADV PARTS 2A AND 2B OCTOBER 2025 (10/10/2025)

Regulatory assets under management

Total Number of Accounts	744
AUM (Assets Under Management)	$ 883,341,656

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2025	Cover Page	Report
02/25/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jake N. Popoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Nicholas Popoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD C. BERNSTEIN & CO., LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

HUTCHINSON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2023

Series 63

Date: 10/6/2020

Series 7TO

Date: 5/2/2022

Series 6TO

Date: 7/17/2020

SIE

Date: 2/28/2020

Current Firm

HUTCHINSON CAPITAL MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUTCHINSON CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors