Brian M. Fader
Professional summary
Brian Martin Fader is a registered financial professional currently at PENSERRA SECURITIES, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1980. Brian has worked at 13 firms and has passed the Series 63, SIE, Series 5, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Martin Fader's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2017 - Present
PENSERRA SECURITIES, LLC
Office #1: 530 Seventh Ave Suite 2802, New York, NY 10018August 16, 2017 - September 25, 2017
CANTELLA & CO., INC.
June 28, 2006 - August 19, 2015
COASTAL SECURITIES, INC.
March 26, 2001 - June 14, 2006
APS FINANCIAL CORPORATION
May 22, 2000 - February 12, 2001
TEJAS SECURITIES GROUP, INC.
March 23, 1999 - May 18, 2000
ADVEST, INC.
February 21, 1997 - February 4, 1999
SUNCOAST CAPITAL GROUP, LTD.
November 9, 1995 - February 26, 1997
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
June 14, 1994 - October 11, 1995
WESTCAP SECURITIES, L.P.
July 25, 1987 - June 7, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
July 2, 1982 - June 7, 1994
MARCUS, STOWELL & BEYE, INC.
March 10, 1982 - June 21, 1982
BEVILL, BRESLER & SCHULMAN INCORPORATED
November 2, 1981 - February 12, 1982
CIBC WORLD MARKETS CORP.
June 2, 1980 - June 7, 1994
MARCUS, STOWELL & BEYE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2017)
(10/4/2017)
(10/4/2017)
(10/4/2017)
(3/5/2021)
(10/4/2017)
(10/4/2017)
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationSeries 8
Date: 7/14/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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