Kathleen C. Burke

ELEVATION POINT WEALTH PARTNERS

Tequesta, FL 33469

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CRD#: 709237

Professional summary

Kathleen Caton Burke, who also goes by Kathleen Ruth Burke, Kathleen Ruth Caton, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Tequesta, Florida.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Kathleen has worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Ruth Burke | Kathleen Ruth Caton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Caton Burke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2025 - Present

ELEVATION POINT WEALTH PARTNERS, LLC

Office #1: 307 Tequesta Drive, Tequesta, FL 33469

RIA

CRD#: 137068

Tequesta, FL

Past

April 12, 2010 - October 1, 2025

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEST PALM BEACH, FL

Past

April 12, 2010 - October 1, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEST PALM BEACH, FL

Past

May 31, 2005 - April 14, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WEST PALM BEACH, FL

Past

June 7, 2002 - April 14, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WEST PALM BEACH, FL

Past

September 7, 2001 - May 8, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 13, 2001 - August 7, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 17, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

January 16, 1995 - May 10, 1996

EARLYBIRDCAPITAL, INC.

CRD#: 28629

MELVILLE, NY

Past

December 20, 1994 - January 17, 1995

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

CRD#: 14538

TAMPA, FL

Past

June 22, 1992 - December 21, 1994

LAFFER, WARREN AND CO., INC.

CRD#: 29843

Past

May 5, 1992 - June 30, 1992

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

September 25, 1990 - May 8, 1992

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

September 4, 1990 - September 14, 1990

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 2, 1990 - September 4, 1990

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

October 30, 1987 - January 2, 1990

GULFSTREAM FINANCIAL ASSOCIATES, INC.

CRD#: 19910

Past

June 12, 1987 - November 2, 1987

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

July 17, 1985 - July 7, 1987

JW GENESIS CLEARING CORP.

CRD#: 6631

Past

March 15, 1983 - July 30, 1985

LEHMAN BROTHERS INC.

CRD#: 7506

Past

August 8, 1981 - April 5, 1983

JW GENESIS CLEARING CORP.

CRD#: 6631

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATION POINT WEALTH PARTNERS, LLC

CRD#: 137068 / SEC#: 801-65068

RIA

Registered Investment Advisory firm - (1/3/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/3/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/13/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/16/2011

General Securities Sales Supervisor - Options Module Examination

Current Firm

ELEVATION POINT WEALTH PARTNERS, LLC

CRD#: 137068 / SEC#: 801-65068

RIA

Registered Investment Advisory firm - (1/3/2006 Approved)

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Contact information

Main Address

1580 Lincoln Street Suite 680, Denver, CO 80203

Mailing Address

Phone number

(303) 382-2880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EPWP ADV PART 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	8,324
AUM (Assets Under Management)	$ 2,434,909,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kathleen C. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Caton Burke's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

EARLYBIRDCAPITAL, INC.

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

LAFFER, WARREN AND CO., INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ALEX. BROWN & SONS INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

PRESCOTT, BALL & TURBEN, INC.

GULFSTREAM FINANCIAL ASSOCIATES, INC.

BOETTCHER & COMPANY, INC.

JW GENESIS CLEARING CORP.

LEHMAN BROTHERS INC.

JW GENESIS CLEARING CORP.

Primary Firm SEC Registration

ELEVATION POINT WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2005

Series 63

Date: 7/3/1980

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1980

Series 10

Date: 6/13/2011

Series 9

Date: 5/16/2011

Current Firm

ELEVATION POINT WEALTH PARTNERS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATION POINT WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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