Kerwin L. Doughton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerwin Luther Doughton, who also goes by Kernie Doughton, was a registered financial professional .
Kerwin is a previously registered financial professional and started their career in finance in 1988. Kerwin had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2020 - December 31, 2021
DOUGHTON & ASSOCIATES, LLC
January 4, 2010 - January 22, 2018
ORCA INVESTMENT MANAGEMENT, LLC
April 14, 2005 - December 31, 2009
KLD INVESTMENT MANAGEMENT, LLC
January 2, 1990 - September 16, 1993
KMS FINANCIAL SERVICES, INC.
June 22, 1988 - November 20, 1989
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
DOUGHTON & ASSOCIATES, LLC
CRD#: 306520 / SEC#:
Contact information
Red Flags
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