Mark D. Shefts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Shefts was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1980. Mark had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2013 - November 8, 2017
NETWORK 1 FINANCIAL ADVISORS INC.
June 19, 2013 - November 8, 2017
NETWORK 1 FINANCIAL SECURITIES INC.
April 23, 2007 - August 16, 2012
RUSHMORE CAPITAL, INC.
March 19, 2003 - January 8, 2010
BREEZY SECURITIES, INC.
September 24, 2001 - September 27, 2011
DOMESTIC SECURITIES, INC.
December 11, 1987 - October 16, 2001
ALL-TECH DIRECT, INC.
May 6, 1981 - December 19, 1986
RUSHMORE CAPITAL, INC.
June 2, 1980 - November 17, 1987
DOMESTIC ARBITRAGE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL ADVISORS INC.
CRD#: 121239 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 40,940,154 |
Red Flags
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