William E. Somdahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edwin Somdahl, who also goes by William Edward Somdahl, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1980. William had worked at 9 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1989 - March 28, 1989
CENPAC SECURITIES CORP.
February 12, 1986 - December 21, 1988
HEINER & STOCK, INC.
June 24, 1985 - January 29, 1986
CENPAC SECURITIES CORP.
May 3, 1985 - June 6, 1985
ROBERT S. C. PETERSON, INC.
October 15, 1984 - December 27, 1984
RICHEY, FRANKEL & COMPANY
September 26, 1984 - April 10, 1985
BENTLEY INVESTMENTS, INC.
August 10, 1984 - September 19, 1984
HEINER & STOCK, INC.
January 30, 1984 - July 2, 1984
AMERICAN FRONTEER FINANCIAL CORPORATION
July 13, 1983 - January 18, 1984
SUBURBAN SECURITIES, INC.
March 11, 1983 - November 4, 1983
FIRST PREFERRED INVESTMENT CORPORATION
June 6, 1982 - January 23, 1984
MIDWEST DISCOUNT SECURITIES, INC.
May 26, 1981 - May 6, 1983
MIDWEST DISCOUNT SECURITIES, INC.
May 27, 1980 - June 12, 1981
FIRST PREFERRED INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENPAC SECURITIES CORP.
CRD#: 16089 / SEC#: , 8-33257
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
