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KG

Kenneth F. Gibbons

FINANCIAL ENGINEERING LLC
Sparta, NJ
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CRD#: 7090405
KG

Professional summary


Kenneth Francis Gibbons, who also goes by Kenneth Gibbons, is a registered financial advisor currently at FINANCIAL ENGINEERING LLC located in Sparta, New Jersey.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kenneth has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Kenneth Gibbons

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Financial Strategies LLC not inventment related, 51 Glenside Trail Sparta NJ, insurance & annuities, owner, 11-29-2021, 3hrs, 3hrs, life health annuity producer.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kenneth Francis Gibbons's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 9, 2020 - Present

FINANCIAL ENGINEERING LLC

RIA
CRD#: 308314
Sparta, NJ
Past

July 15, 2019 - September 10, 2019

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
WOODBRIDGE, NJ
Past

May 13, 2019 - September 10, 2019

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBRIDGE, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(4/9/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/6/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2019
General Securities Representative Examination
General Industry/Product Exam

Current Firm


FE
FINANCIAL ENGINEERING LLC
FINANCIAL ENGINEERING LLC

CRD#: 308314 / SEC#:

New Jersey
Registered Investment Advisory firm - (4/9/2020 Approved)
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Contact information


Main Address
Sparta, NJ
Mailing Address
Phone number
(908) 307-8511
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts6
AUM (Assets Under Management)$ 402,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL ENGINEERING LLC

CRD#: 308314Sparta, NJ

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