Bruce A. Reay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Alan Reay was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1980. Bruce had worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2023 - August 20, 2024
MORGAN STANLEY
December 19, 2022 - August 20, 2024
MORGAN STANLEY
June 25, 2015 - September 5, 2023
HARRISDIRECT LLC
March 20, 2015 - September 5, 2023
E*TRADE SECURITIES LLC
May 21, 1993 - July 26, 1993
CHARLES SCHWAB & CO., INC.
June 11, 1991 - May 4, 1993
FOX & COMPANY INVESTMENTS INC.
October 24, 1989 - July 25, 1990
TITAN/VALUE EQUITIES GROUP, INC.
August 14, 1989 - October 3, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 14, 1989 - October 3, 1989
EQUITABLE ADVISORS, LLC
November 29, 1988 - July 22, 1989
DOMINICK & DICKERMAN LLC
October 3, 1988 - November 21, 1988
DOMINICK & DICKERMAN LLC
January 12, 1988 - October 3, 1988
DOMIK CORP.
July 31, 1985 - September 29, 1987
A. G. EDWARDS & SONS, INC.
May 16, 1983 - August 5, 1985
PRUDENTIAL EQUITY GROUP, LLC
May 27, 1980 - May 16, 1983
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
