Peter C. Dowdeswell

ROSCI LAMB

NEW YORK, NY 10005

Some features on this profile are disabled

CRD#: 7089953

Professional summary

Peter Colin Dowdeswell is a registered financial advisor currently at ROSCI LAMB, LLC located in New York, New York.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Peter has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KDT Investment Advisors Limited - Independent Investment Advisory Firm based out of Mauritius - Senior Relationship Manager - 40 hours/month - Duties include supporting role, consultancy and operations to run an investment advisory firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Colin Dowdeswell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

ROSCI LAMB, LLC

Office #1: 14 Wall St. Ste 2015, New York, NY 10005

RIA

CRD#: 337278

NEW YORK, NY

Past

January 23, 2020 - May 21, 2025

KDT ADVISORS, LLC

RIA

CRD#: 289816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSCI LAMB, LLC

CRD#: 337278 / SEC#: 801-133777

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2020

Uniform Investment Adviser Law Examination

Current Firm

ROSCI LAMB, LLC

CRD#: 337278 / SEC#: 801-133777

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

14 Wall St. Ste 2015, New York, NY 10005

Mailing Address

Phone number

(646) 479-9965

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/30/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 38,113,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter C. Dowdeswell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Colin Dowdeswell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSCI LAMB, LLC

KDT ADVISORS, LLC

Primary Firm SEC Registration

ROSCI LAMB, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2020

Current Firm

ROSCI LAMB, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSCI LAMB, LLC

TRUST BUT VERIFY

Similar Advisors