Ellen D. Sandler

CARNEGIE LAKE ADVISORS LLC

Princeton, NJ 08540

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CRD#: 708988

Professional summary

Ellen Deborah Sandler, who also goes by Ellen Sandler Barker, Ellen D Sandler, is a registered financial advisor currently at CARNEGIE LAKE ADVISORS LLC located in Princeton, New Jersey.

Ellen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Ellen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ellen Sandler Barker | Ellen D Sandler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/2010 HIGHLANDER BANK HOLDINGS, LLC. A HEDGE FUND. ADDRESS: 535 MILLBURN AVENUE SHORT HILLS, NJ 07078 TITLE: SR. PORTFOLIO MANAGER 09/2010 HIGHLANDER BANK ADVISORS, LLC. MANAGING MEMBER OF HIGHLANDER BANK HOLDINGS. ADDRESS: 535 MILLBURN AVENUE SHORT HILLS, NJ 07078 WATERLEMON DEVELOPMENT LC, MANAGING MEMBER WATERLEMON VILLA SERVICE LLC, MEMBER AND MANAGER 535 MILLBURN AVENUE SHORT HILLS, NJ 07078

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Deborah Sandler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

CARNEGIE LAKE ADVISORS LLC

Office #1: 100 Overlook Center 2nd Floor, Princeton, NJ 08540

RIA

CRD#: 330024

Princeton, NJ

Past

June 2, 2004 - July 17, 2024

HIGHLANDER CAPITAL MANAGEMENT LLC

RIA

CRD#: 106667

SHORT HILLS, NJ

Past

March 19, 1997 - September 21, 2023

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

March 19, 1991 - March 21, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 23, 1980 - February 11, 1991

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARNEGIE LAKE ADVISORS LLC

CRD#: 330024 / SEC#: 801-129720

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/10/2024)

IAR

Texas
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1980

General Securities Representative Examination

Current Firm

CARNEGIE LAKE ADVISORS LLC

CRD#: 330024 / SEC#: 801-129720

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

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Contact information

Main Address

100 Overlook Center 2nd Floor, Princeton, NJ 08540

Mailing Address

Phone number

(609) 955-3667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250625 CLA ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 374,441,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ellen D. Sandler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ellen Deborah Sandler's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLANDER CAPITAL MANAGEMENT LLC

HIGHLANDER CAPITAL GROUP, INC.

CITIGROUP GLOBAL MARKETS INC.

RYAN BECK & CO.

Primary Firm SEC Registration

CARNEGIE LAKE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/1983

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1980

Current Firm

CARNEGIE LAKE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARNEGIE LAKE ADVISORS LLC

TRUST BUT VERIFY

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