Lori Z. Love
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Zdunich Love was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 2020. Lori had worked at 10 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2020 - September 16, 2020
INVESTACORP, INC.
April 21, 2020 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
April 21, 2020 - November 23, 2020
SECURITIES SERVICE NETWORK, LLC
April 21, 2020 - February 2, 2022
TRIAD ADVISORS LLC
April 21, 2020 - February 2, 2022
SECURITIES AMERICA, INC.
April 21, 2020 - February 2, 2022
LADENBURG THALMANN & CO. INC.
March 5, 2020 - February 2, 2022
WOODBURY FINANCIAL SERVICES, INC.
March 5, 2020 - February 2, 2022
OSAIC WEALTH, INC.
March 5, 2020 - February 2, 2022
FSC SECURITIES CORPORATION
February 24, 2020 - February 2, 2022
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/24/2020
General Securities Representative ExaminationCurrent Firm
INVESTACORP, INC.
CRD#: 7684 / SEC#: , 8-22598
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHAREHOLDER | |
| ARNEAUD, MARCUS ANTHONY | CHIEF COMPLIANCE OFFICER | 2858859 |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| CHANDER, RANA | EXECUTIVE VICE PRESIDENT, CIO | 4853245 |
| DUDAS, STEPHEN STANLEY | CFO | 4820047 |
| FARRELL, PATRICK CHRISTOPHER | DIRECTOR,PRESIDENT, CEO | 1454441 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR, ASSISTANT SECRETARY | 3086071 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| TARENTINO, MELISSA | GENERAL COUNSEL | 4470836 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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