SG
Sougata Ghosh
ICICI SECURITIES
New York, NY 10036
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CRD#: 7089611
SG
Professional summary
Sougata Ghosh is a registered financial professional currently at ICICI SECURITIES INC. located in New York, New York.
Sougata is registered as a RR (Registered Representative) and started their career in finance in 2019. Sougata has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sougata Ghosh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2019 - Present
ICICI SECURITIES INC.
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036BD
CRD#: 104285
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
ICICI SECURITIES INC.
ICICI SECURITIES INC.
CRD#: 104285 / SEC#: , 8-52746
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(212) 388-0677
Established
Delaware since 06/13/2000
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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