CW
Colin B. Wright
LPL ENTERPRISE
ROSEVILLE, CA 95661
Some features on this profile are disabled
CRD#: 7089604
CW
Professional summary
Colin Benjamin Wright, who also goes by Colin B Wright, Colin Benjamin Wright, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Roseville, California.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Colin has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin B Wright | Colin Benjamin Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/24/2025 - Stoic Strategies Wealth Management - DBA for LPL Business (entity for LPL business) - Roseville, CA - INV REL - Start Date 08/04/2025 - 160hrs/mth - 150hrs/mth during trading 2. 05/21/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Grass Valley, CA - INV REL - Start Date 05/21/2025 - 160hrs/mth 3. 05/21/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Grass Valley, CA - INV REL - Start Date 05/21/2025 - 160hrs/mth
CRS (Client Relationship Summary) - RIA
Click below to view Colin Benjamin Wright's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Colin Benjamin Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 2998 Douglas Blvd Suite 200, Roseville, CA 95661RIA
BD
CRD#: 8733
ROSEVILLE, CA
Current
June 4, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 2998 Douglas Blvd Suite 200, Roseville, CA 95661RIA
BD
CRD#: 8733
ROSEVILLE, CA
Past
August 26, 2022 - April 23, 2025
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ROSEVILLE, CA
Past
August 26, 2022 - April 23, 2025
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ROSEVILLE, CA
Past
February 24, 2022 - August 30, 2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
July 16, 2021 - December 31, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Auburn, CA
Past
July 16, 2021 - December 31, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
AUBURN, CA
Past
June 18, 2019 - December 24, 2019
EDWARD JONES
RIA
CRD#: 250
Grass Valley, CA
Past
May 27, 2019 - December 24, 2019
EDWARD JONES
BD
CRD#: 250
Grass Valley, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/4/2025)
IAR
California(6/4/2025)
RR
Nevada(6/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Roseville, CA 95661TRUST BUT VERIFY
Monitor Colin Wright
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
