David A. Salvati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Anthony Salvati, who also goes by David Salvati, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2019. David had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2023 - February 16, 2026
M1 CAPITAL MANAGEMENT LLC
December 18, 2019 - April 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2019 - April 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
M1 CAPITAL MANAGEMENT LLC
CRD#: 158269 / SEC#: 801-72578
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/3/2019
General Securities Representative ExaminationCurrent Firm
M1 CAPITAL MANAGEMENT LLC
CRD#: 158269 / SEC#: 801-72578
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 920 |
| AUM (Assets Under Management) | $ 406,039,664 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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