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RJ

Robert Herchal Jones

CRD# 708926·Registered 1980 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Herchal Jones, who also goes by Bob Jones, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1980 - 2024. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Jones

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

RHJ FINANCIAL, INC.·CRD# 128853
RIA
Aledo, TX
June 29, 2004 - March 20, 2024
TAGGART FINANCIAL GROUP, INC.·CRD# 111630
RIA
Allen, TX
July 12, 1995 - August 19, 2004
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
January 5, 1993 - October 1, 1998
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
September 3, 1991 - January 7, 1993
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
December 14, 1988 - September 9, 1991
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
June 13, 1988 - December 17, 1988
U.S. ADVISORS, INC.·CRD# 10721
BD
May 16, 1988 - June 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
December 24, 1987 - December 17, 1988
FINANCIAL PLANNERS EQUITY CORPORATION·CRD# 7420
BD
January 2, 1986 - December 24, 1987
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
October 20, 1980 - February 3, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
May 20, 1980 - February 2, 1987

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Current Firm

RF
RHJ FINANCIAL, INC.

RHJ FINANCIAL, INC.

CRD#: 128853

Contact Information

Main Address

Aledo, TX

Phone Number

(469) 360-7522

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

42

AUM (Assets Under Management)

$11,996,184

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I PERFORM SOME INCOME TAX WORK, MISCELLANEOUS LEGAL WORK ON OCCASION, AND ENGAGE IN THE SALE OF INSURANCE PRODUCTS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 1 — Registered Representative Examination

Passed May 1980

Series 24 — General Securities Principal Examination

Passed Jun 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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