Robert H. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Herchal Jones, who also goes by Bob Jones, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1980. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2004 - March 20, 2024
RHJ FINANCIAL, INC.
July 12, 1995 - August 19, 2004
TAGGART FINANCIAL GROUP, INC.
January 5, 1993 - October 1, 1998
WALNUT STREET SECURITIES, INC.
September 3, 1991 - January 7, 1993
OSAIC WEALTH, INC.
December 14, 1988 - September 9, 1991
VERAVEST INVESTMENTS, INC.
June 13, 1988 - December 17, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
May 16, 1988 - June 20, 1988
U.S. ADVISORS, INC.
December 24, 1987 - December 17, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
January 2, 1986 - December 24, 1987
FINANCIAL PLANNERS EQUITY CORPORATION
October 20, 1980 - February 3, 1987
EQUITABLE ADVISORS, LLC
May 20, 1980 - February 2, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/9/1980
Registered Representative ExaminationCurrent Firm
RHJ FINANCIAL, INC.
CRD#: 128853 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 11,996,184 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
