Allyn C. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allyn Cline Young was a registered financial professional .
Allyn is a previously registered financial professional and started their career in finance in 1980. Allyn had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2008 - April 15, 2019
KESTRA INVESTMENT SERVICES, LLC
June 30, 2005 - September 19, 2008
VOYA FINANCIAL ADVISORS, INC.
July 8, 1998 - June 29, 2005
NEW ENGLAND SECURITIES
May 18, 1998 - June 9, 1998
NEW ENGLAND SECURITIES
December 9, 1997 - May 26, 1998
KESTRA INVESTMENT SERVICES, LLC
May 4, 1994 - December 17, 1997
WOODBURY FINANCIAL SERVICES, INC.
May 24, 1993 - April 11, 1994
OSAIC WEALTH, INC.
January 26, 1990 - May 28, 1993
GUARDIAN INVESTOR SERVICES LLC
May 30, 1986 - August 25, 1987
NEW ENGLAND SECURITIES
May 20, 1980 - February 8, 1990
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/9/1980
Registered Representative ExaminationCurrent Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
