AE
Arthur C. Everly
WEALTH MANAGEMENT RESOURCES
Smithfield, RI 02917
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CRD#: 708891
AE
Professional summary
Arthur Clayton Everly is a registered financial advisor currently at WEALTH MANAGEMENT RESOURCES, INC. located in Smithfield, Rhode Island.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Arthur has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO, SIE, Series 1, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: INSURANCE; ADDRESS OF OBA: SMITHFIELD, RI; NATURE: CONDUCTS SALES OF INSURANCE PRODUCTS; INVESTMENT RELATED: YES; TITLE WITH OBA: LICENSED LIFE AND HEALTH INSURANCE AGENT; DUTIES: SALE OF INSURANCE PRODUCTS; START DATE: 01/1994; APPROX. NUMBER OF HOURS/MONTH: 1: APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: PARTNERSHIP TO REDUCE CANCER IN RI; ADDRESS OF OBA: PROVIDENCE, RI NATURE: WORKS TO BRING GAPS IN HEALTH CARE SYSTEM BY BRINGING TOGETHER VARIOUS PROFESSIONALS TO REDUCE BURDEN OF CANCER IN RI; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF DIRECTORS MEMBER; DUTIES: ATTEND BOARD MEETINGS; START DATE: 05/01/2020; APPROX. NUMBER OF HOURS/MONTH: 4: APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Clayton Everly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 1996 - Present
WEALTH MANAGEMENT RESOURCES, INC.
Office #1: 28 Cedar Swamp Road Suite One, Smithfield, RI 02917RIA
CRD#: 45452
Smithfield, RI
Past
January 4, 1999 - July 12, 2023
WEALTH MANAGEMENT RESOURCES, INC.
BD
CRD#: 45452
Smithfield, RI
Past
November 14, 1994 - December 31, 1998
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
November 28, 1988 - November 30, 1994
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
May 5, 1980 - November 21, 1988
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT RESOURCES, INC.
WEALTH MANAGEMENT RESOURCES, INC.
CRD#: 45452 / SEC#: 801-57281, 8-51061
RIA
Registered Investment Advisory firm - SEC (2/18/2000 Approved)BD
Terminated by SEC on 09/10/2023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Rhode Island(4/18/1996)
IAR
Texas(10/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/26/1980
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WM
WEALTH MANAGEMENT RESOURCES, INC.
WEALTH MANAGEMENT RESOURCES, INC.
CRD#: 45452 / SEC#: 801-57281, 8-51061
RIA
Registered Investment Advisory firm - SEC (2/18/2000 Approved)BD
Terminated by SEC on 09/10/2023
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Contact information
Main Address
28 Cedar Swamp Road Suite One, Smithfield, RI 02917
Mailing Address
Phone number
(401) 356-1400
Established
Rhode Island since 01/18/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,397 |
| AUM (Assets Under Management) | $ 385,218,918 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
WEALTH MANAGEMENT RESOURCES, INC.
CRD#: 45452Smithfield, RI 02917TRUST BUT VERIFY
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