Deborah A. Salerno
Professional summary
Deborah Ann Salerno, who also goes by Deborah Ann Memolo, is a registered financial professional currently at FINALIS SECURITIES LLC located in San Juan Capistrano, California.
Deborah is registered as a RR (Registered Representative) and started their career in finance in 1980. Deborah has worked at 17 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Deborah Ann Salerno's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2023 - Present
FINALIS SECURITIES LLC
September 8, 2020 - May 13, 2021
CAPELLA SECURITIES LLC
June 2, 2018 - August 26, 2020
UNIVEST SECURITIES, LLC
September 28, 2017 - June 1, 2018
WEALTHFORGE SECURITIES, LLC
June 16, 2016 - October 4, 2016
KOTA GLOBAL SECURITIES INC.
October 29, 2015 - May 2, 2017
TERRANOVA CAPITAL EQUITIES, INC
August 11, 2015 - October 30, 2015
COVA CAPITAL PARTNERS LLC
July 18, 2011 - July 10, 2013
BENJAMIN & JEROLD BROKERAGE I, LLC
February 2, 2010 - April 13, 2011
GLOBAL ARENA CAPITAL CORP
October 18, 1988 - December 15, 1988
ALISON, BAER SECURITIES INC.
August 1, 1988 - October 3, 1988
JONATHAN ALAN & CO., INC.
February 12, 1988 - March 29, 1988
WELLSHIRE SECURITIES, INC.
August 3, 1987 - April 6, 1988
MAGNA SECURITIES, INC.
November 10, 1986 - February 25, 1987
GREENTREE SECURITIES CORP.
February 25, 1986 - January 28, 1987
HAYNE, MILLER FINANCIAL, INC.
August 16, 1985 - July 8, 1987
YVES HENTIC & COMPANY INCORPORATED
May 23, 1980 - September 4, 1985
MARKETFIELD SECURITIES LIMITED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2025)
(7/14/2025)
(10/9/2023)
(7/11/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/9/2022
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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