DH
Daniel A. Horowitz
LAFAYETTE, CA 94549
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CRD#: 7088275
DH
Professional summary
Daniel Aaron Horowitz was a registered financial advisor .
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Daniel had worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Law Office of Daniel Horowitz
Business is investment-related: No, business is not investment-related
Address of the other business: 3650 Mt. Diablo Boulevard, Suite 225, Lafayette, CA 94549
Nature of the other business: Law firm
Position, title, or relationship with other business: Partner; defense attorney
Start date of your relationship: 10/2010
Approximate number of hours/month you devote to the other business: 80
Number of hours/month you devote to the other business during securities trading hours: 48
Duties relating to the other business: Criminal defense attorney
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2025 - Present
Office #1: 3650 Mt. Diablo Blvd Ste 225, Lafayette, CA 94549
LAFAYETTE, CA
Past
April 25, 2019 - February 19, 2024
MERIDIAN INVESTMENT COUNSEL, INC.
RIA
CRD#: 131655
LAFAYETTE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current firm
No current employment
Red Flags
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Company Information
No current employment
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