Bradley J. Digmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley James Digmann was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1980. Bradley had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2009 - December 15, 2015
MOLONEY SECURITIES CO., INC.
July 28, 2003 - October 27, 2008
BASIC INVESTORS INC.
January 27, 2003 - July 29, 2003
GVC CAPITAL LLC
March 27, 2002 - January 30, 2003
J.P. TURNER & COMPANY, L.L.C.
February 19, 1993 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
July 19, 1985 - February 22, 1993
AMERICAN FRONTEER FINANCIAL CORPORATION
January 4, 1985 - July 26, 1985
GENESIS CAPITAL CORPORATION
November 26, 1984 - December 27, 1984
RICHEY, FRANKEL & COMPANY
November 2, 1984 - December 6, 1984
TRI-SECURITIES, INC.
February 12, 1982 - November 14, 1984
RICHEY, FRANKEL & COMPANY
April 29, 1981 - October 22, 1983
ENGLER-BUDD & COMPANY INC.
May 22, 1980 - May 3, 1981
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOLONEY SECURITIES CO., INC.
CRD#: 38535 / SEC#: 801-64722, 8-48326
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | |
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
