Joseph L. Hegener

ASTEROZOA MANAGEMENT

PHOENIX, AZ 85016

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CRD#: 7087962

Professional summary

Joseph Louis Hegener II is a registered financial advisor currently at ASTEROZOA MANAGEMENT located in Phoenix, Arizona.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Joseph has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner and Sole Proprietor of Psammites Ventures, LLC; Owner in Lyric Group, LLC - a private pooled investment vehicle

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Louis Hegener II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2023 - Present

ASTEROZOA MANAGEMENT

Office #1: 2325 E Camelback Rd Ste 443, Phoenix, AZ 85016

RIA

CRD#: 316870

PHOENIX, AZ

Past

June 27, 2022 - October 3, 2022

ASTEROZOA MANAGEMENT

RIA

CRD#: 316870

LAS VEGAS, NV

Past

January 29, 2020 - May 22, 2020

RAAMPS, LLC

RIA

CRD#: 305811

Las Vegas, NV

Past

July 1, 2019 - October 3, 2022

SKYOAK WEALTH

RIA

CRD#: 299564

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASTEROZOA MANAGEMENT

ASTEROZOA MANAGEMENT | ASTEROZOA MANAGEMENT LLC

CRD#: 316870 / SEC#: 801-122731

RIA

Registered Investment Advisory firm - (11/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2019

Uniform Investment Adviser Law Examination

Current Firm

ASTEROZOA MANAGEMENT

ASTEROZOA MANAGEMENT | ASTEROZOA MANAGEMENT LLC

CRD#: 316870 / SEC#: 801-122731

RIA

Registered Investment Advisory firm - (11/19/2021 Approved)

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Contact information

Main Address

2325 E Camelback Rd Ste 443, Phoenix, AZ 85016

Mailing Address

Phone number

(858) 692-8461

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ASTEROZOA ADV PART 2A BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 116,848,744

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph L. Hegener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Louis Hegener II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASTEROZOA MANAGEMENT

ASTEROZOA MANAGEMENT

RAAMPS, LLC

SKYOAK WEALTH

Primary Firm SEC Registration

ASTEROZOA MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2019

Current Firm

ASTEROZOA MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASTEROZOA MANAGEMENT

TRUST BUT VERIFY

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