LG
Luke Gerolimatos
WHITE OAK FINANCIAL MANAGEMENT,
Asheville, NC 28803
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CRD#: 7087840
LG
Professional summary
Luke Gerolimatos is a registered financial advisor currently at WHITE OAK FINANCIAL MANAGEMENT, INC located in Asheville, North Carolina.
Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Luke has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MOUNTAIN AREA COMMUNITY SERVICES (MACS); NOT INVESTMENT RELATED; ARDEN, NC; PROVIDES SERVICES AND SUPPORT FOR INDIVIDUALS WITH DISABILITIES; HABILITATION TECH; STARTED 10/2008; APPROXIMATELY 5 HOURS PER MONTH WITH NONE DURING TRADING HOURS; PROVIDE INPUT FOR SERVICES PROVIDED AND TREATMENT PLAN CHANGES//
CRS (Client Relationship Summary) - RIA
Click below to view Luke Gerolimatos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2021 - Present
WHITE OAK FINANCIAL MANAGEMENT, INC
Office #1: 1270 Hendersonville Road Suite #4, Asheville, NC 28803RIA
CRD#: 142615
Asheville, NC
Past
June 3, 2019 - February 1, 2021
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
ASHEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WO
WHITE OAK FINANCIAL MANAGEMENT, INC
CAROLINA FAMILY OFFICE | WHITE OAK FINANCIAL MANAGEMENT, INC
CRD#: 142615 / SEC#: 801-131079
RIA
Registered Investment Advisory firm - (9/6/2024 Approved)North Carolina
Registered Investment Advisory firm - (9/17/2024 Terminated)South Carolina
Registered Investment Advisory firm - (9/10/2024 Terminated)Texas
Registered Investment Advisory firm - (9/10/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/16/2021)
IAR
South Carolina(2/9/2023)
IAR
Texas(3/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/3/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
WO
WHITE OAK FINANCIAL MANAGEMENT, INC
CAROLINA FAMILY OFFICE | WHITE OAK FINANCIAL MANAGEMENT, INC
CRD#: 142615 / SEC#: 801-131079
RIA
Registered Investment Advisory firm - (9/6/2024 Approved)North Carolina
Registered Investment Advisory firm - (9/17/2024 Terminated)South Carolina
Registered Investment Advisory firm - (9/10/2024 Terminated)Texas
Registered Investment Advisory firm - (9/10/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1270 Hendersonville Road Suite #4, Asheville, NC 28803
Mailing Address
Phone number
(828) 274-7844
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 845 |
| AUM (Assets Under Management) | $ 112,742,245 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WHITE OAK FINANCIAL MANAGEMENT, INC
CRD#: 142615Asheville, NC 28803TRUST BUT VERIFY
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