Margaret M. Stauder

INSTITUTIONAL INVESTORS ADVISORY COMPANY

Fenton, MO 63026-1942

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CRD#: 7087819

Professional summary

Margaret Mary Stauder is a registered financial advisor currently at INSTITUTIONAL INVESTORS ADVISORY COMPANY located in Fenton, Missouri.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Margaret has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSTITUTIONAL INVESTORS ADVISORY COMPANY: (INVESTMENT RELATED), INVESTMENT ADVISER, DIRECTOR OF COMMUNICATIONS AND CLIENT RELATIONS, 1859 BOWLES AVENUE SUITE 100, FENTON MO 63026, PROVIDE FUND MANAGEMENT AND COMMUNICATION SERVICES, 154 HOURS SPENT PER MONTH DURING BOND MARKET TRADING HOURS, 204 HOURS SPENT PER MONTH TOTAL, 07/01/2017;; ZIELINSKI COMPANIES, INC: PLANNING AND MANAGEMENT SERVICES FIRM (NON-INVESTMENT RELATED), DIRECTOR OF COMMUNICATIONS AND CLIENT RELATIONS, 1859 BOWLES AVENUE SUITE 100, FENTON MO 63026, PROVIDE CLIENT COMMUNICATION SERVICES, 4-6 HOURS SPENT PER MONTH DURING BOND MARKET TRADING HOURS, 6-12 HOURS SPENT PER MONTH TOTAL, 06/22/2009;; ZIELINSKI & ASSOCIATES, INC: AUDIT AND ACCOUNTING SERVICES FIRM (NON-INVESTMENT RELATED), DIRECTOR OF COMMUNICATIONS AND CLIENT RELATIONS, 1859 BOWLES AVENUE SUITE 100, FENTON MO 63026, PROVIDE CLIENT COMMUNICATION SERVICES, 1-2 HOURS SPENT PER MONTH DURING BOND MARKET TRADING HOURS, 1-2 HOURS SPENT PER MONTH TOTAL, 06/22/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Mary Stauder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2019 - Present

INSTITUTIONAL INVESTORS ADVISORY COMPANY

Office #1: 1859 Bowles Avenue Suite 100, Fenton, MO 63026-1942

RIA

CRD#: 109655

Fenton, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2019

Uniform Investment Adviser Law Examination

Current Firm

INSTITUTIONAL INVESTORS ADVISORY COMPANY

CRD#: 109655 / SEC#: 801-76836

RIA

Registered Investment Advisory firm - (7/10/2020 Terminated)

Missouri

Registered Investment Advisory firm - (7/8/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1859 Bowles Avenue Suite 100, Fenton, MO 63026-1942

Mailing Address

Phone number

(314) 644-2150

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 31,382,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Margaret M. Stauder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Mary Stauder's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL INVESTORS ADVISORY COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2019

Current Firm

INSTITUTIONAL INVESTORS ADVISORY COMPANY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INSTITUTIONAL INVESTORS ADVISORY COMPANY

TRUST BUT VERIFY

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