Jacob O. Doser

ROSEWOOD WEALTH MANAGEMENT

DURHAM, NC

CRD#: 7087394

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Professional summary

Jacob Oliver Doser is a registered financial advisor currently at ROSEWOOD WEALTH MANAGEMENT located in Durham, North Carolina.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jacob has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Oliver Doser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2026 - Present

ROSEWOOD WEALTH MANAGEMENT

RIA

CRD#: 284837

DURHAM, NC

Past

July 19, 2021 - June 1, 2026

JOHNSON BRUNETTI

RIA

CRD#: 171168

WETHERSFIELD, CT

Past

April 12, 2019 - June 18, 2021

KEY INVESTMENT SERVICES LLC

CRD#: 136300

GLASTONBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/23/2021

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/12/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 3/18/2019

Securities Industry Essentials Examination

Current Firm

ROSEWOOD WEALTH MANAGEMENT

CAROLINA WEALTH STEWARDS | ROSEWOOD WEALTH MANAGEMENT | CAROLINA WEALTH STEWARDS, LLC

CRD#: 284837 / SEC#:

North Carolina

Registered Investment Advisory firm - (12/2/2016 Approved)

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Contact information

Main Address

Durham, NC

Mailing Address

Phone number

(919) 391-3446

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 84,223,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob O. Doser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Oliver Doser's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSEWOOD WEALTH MANAGEMENT

JOHNSON BRUNETTI

KEY INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2021

Series 63

Date: 4/30/2019

Series 7TO

Date: 3/23/2021

Series 6TO

Date: 4/12/2019

SIE

Date: 3/18/2019

Current Firm

ROSEWOOD WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROSEWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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