Joseph C. Haggar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Curtis Haggar, who also goes by Curtis W Haggar, Curtis Wayne Haggar, Joseph Curtis Hajjar, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1980. Joseph had worked at 6 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1993 - April 27, 1994
ELBA SECURITIES, INC.
May 18, 1990 - November 20, 1990
SENTRA SECURITIES CORPORATION
January 9, 1989 - February 19, 1993
SPELMAN & CO., INC.
August 11, 1982 - January 1, 1989
FIRST AFFILIATED SECURITIES, INC.
March 16, 1982 - April 28, 1982
SECURITY TRADERS, INC.
February 4, 1981 - March 15, 1982
G. S. OMNI CORPORATION
September 10, 1980 - February 22, 1981
FIRST AFFILIATED SECURITIES, INC.
July 8, 1980 - October 9, 1980
G. S. OMNI CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ELBA SECURITIES, INC.
CRD#: 18511 / SEC#: , 8-36811
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
