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LC

Lane J. Carter

CONWAY, AR
Some features on this profile are disabled
CRD#: 7087137
LC
Lane Joseph Carter

Professional summary

Lane Joseph Carter, who also goes by Bubba Carter, was a registered financial advisor .

Lane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Lane had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Bubba Carter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2026 - Present

CONWAY, AR
Past

April 21, 2023 - September 1, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LITTLE ROCK, AR
Past

August 29, 2020 - July 20, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Conway, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(6/30/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/6/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 8/29/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/18/2019
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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