KB
Kenneth M. Beach
CASCADE INVESTMENT GROUP
Colorado Springs, CO 80903
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CRD#: 708700
KB
Professional summary
Kenneth Michael Beach is a registered financial advisor currently at CASCADE INVESTMENT GROUP, INC. located in Colorado Springs, Colorado.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Kenneth has worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 5, Series 7, Series 10, Series 9, Series 53, Series 28 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Michael Beach's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Michael Beach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
CASCADE INVESTMENT GROUP, INC.
Office #1: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903Office #2: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903Office #3: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903RIA
BD
CRD#: 35844
Colorado Springs, CO
Current
July 25, 1996 - Present
CASCADE INVESTMENT GROUP, INC.
Office #1: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903Office #2: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903Office #3: 444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903RIA
BD
CRD#: 35844
Colorado Springs, CO
Past
May 22, 1980 - August 1, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CASCADE INVESTMENT GROUP, INC.
BJR & ASSOCIATES, INC | CASCADE INVESTMENT GROUP, INC.
CRD#: 35844 / SEC#: 801-53819, 8-46943
RIA
Registered Investment Advisory firm - SEC (2/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/20/2014)
RR
Arizona(8/1/1996)
RR
California(7/24/1996)
RR
Colorado(7/25/1996)
IAR
Colorado(1/1/1999)
RR
Florida(8/1/1996)
RR
Idaho(7/25/1996)
RR
Illinois(7/25/1996)
RR
Iowa(8/15/2007)
RR
Missouri(3/13/2015)
RR
Nebraska(2/26/1997)
RR
New Hampshire(8/31/2011)
RR
New Mexico(8/9/1996)
RR
North Carolina(1/25/2023)
RR
Ohio(6/28/2024)
RR
Tennessee(3/11/2022)
RR
Texas(7/25/1996)
IAR
Texas(11/20/2018)
RR
Virginia(1/22/1999)
RR
Washington(7/29/1996)
RR
West Virginia(7/19/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 11/21/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/28/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
RR
Series 8
Date: 5/7/1984
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CI
CASCADE INVESTMENT GROUP, INC.
BJR & ASSOCIATES, INC | CASCADE INVESTMENT GROUP, INC.
CRD#: 35844 / SEC#: 801-53819, 8-46943
RIA
Registered Investment Advisory firm - SEC (2/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903
Mailing Address
444 E. Pikes Peak Avenue Suite 200, Colorado Springs, CO 80903
Phone number
(719) 632-0818
Established
Colorado since 09/16/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6
SEC notice filing (11 States and Territories)
FINRA licenses (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 974 |
| AUM (Assets Under Management) | $ 378,028,345 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
CASCADE INVESTMENT GROUP, INC.
CRD#: 35844Colorado Springs, CO 80903TRUST BUT VERIFY
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