David T. Albaneze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Albaneze was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1979. David had worked at 6 firms and has passed the Series 65, Series 63, Series 2, Series 3, Series 5, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2017 - May 4, 2022
BDO WEALTH ADVISORS, LLC
November 26, 2008 - May 19, 2017
LBA WEALTH MANAGEMENT, LLC
January 4, 1993 - October 24, 2008
ST JOHNS WEALTH MANAGEMENT
August 2, 1982 - January 16, 1985
E. F. HUTTON & COMPANY INC
May 22, 1980 - August 10, 1982
CITIGROUP GLOBAL MARKETS INC.
June 25, 1979 - April 15, 1980
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/11/1986
Non-Member General Securities ExaminationSeries 5
Date: 10/15/1981
Interest Rate Options ExaminationSeries 1
Date: 6/18/1979
Registered Representative ExaminationCurrent Firm
BDO WEALTH ADVISORS, LLC
CRD#: 222525 / SEC#: 801-108306
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,125 |
| AUM (Assets Under Management) | $ 3,011,312,803 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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