Anna N. Bhai

BROOKLYN FI

Denver, CO

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CRD#: 7086870

Professional summary

Anna Ngo Bhai, CFP®, who also goes by Anna Hong Ngo, is a registered financial advisor currently at BROOKLYN FI, LLC located in Denver, Colorado.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Anna has worked at 4 firms .

At a Glance

Always Fiduciary

Aliases

Anna Hong Ngo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Ngo Bhai's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 5, 2026 - Present

BROOKLYN FI, LLC

RIA

CRD#: 292115

Denver, CO

Past

March 3, 2026 - July 23, 2026

JPL WEALTH MANAGEMENT, LLC

RIA

CRD#: 328474

GREENWOOD VILLAGE, CO

Past

March 30, 2023 - October 30, 2023

DEW WEALTH MANAGEMENT

RIA

CRD#: 114148

Denver, CO

Past

March 18, 2019 - September 1, 2022

SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

RIA

CRD#: 165306

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKLYN FI, LLC

CRD#: 292115 / SEC#: 801-120862

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

California

Registered Investment Advisory firm - (5/22/2021 Terminated)

New York

Registered Investment Advisory firm - (4/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BROOKLYN FI, LLC

CRD#: 292115 / SEC#: 801-120862

RIA

Registered Investment Advisory firm - (4/19/2021 Approved)

California

Registered Investment Advisory firm - (5/22/2021 Terminated)

New York

Registered Investment Advisory firm - (4/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2021 Terminated)

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Contact information

Main Address

33 Nassau Ave, Brooklyn, NY 11222

Mailing Address

Phone number

(718) 690-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKLYN FI_FORM ADV PART 2A (3/12/2026)

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 563,098,081

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
05/22/2024	Cover Page	Report
09/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna N. Bhai

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Ngo Bhai's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKLYN FI, LLC

JPL WEALTH MANAGEMENT, LLC

DEW WEALTH MANAGEMENT

SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

BROOKLYN FI, LLC

State Registrations and Notice Filings

Exams

Current Firm

BROOKLYN FI, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROOKLYN FI, LLC

TRUST BUT VERIFY

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