Paul M. Spear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Spear was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1980. Paul had worked at 11 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1994 - December 2, 1994
ROBERT TODD FINANCIAL CORP.
November 9, 1994 - May 5, 1995
NORTHRIDGE CAPITAL CORPORATION
April 5, 1994 - April 17, 1996
WESTFIELD FINANCIAL CORPORATION
January 5, 1994 - October 11, 1994
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
August 9, 1993 - November 9, 1993
BARRON CHASE SECURITIES, INC.
January 3, 1992 - June 18, 1993
KENNEDY, CABOT & CO.
November 20, 1991 - December 3, 1991
AMERIPRISE ADVISOR SERVICES, INC.
August 6, 1990 - July 31, 1991
ROBERT THOMAS SECURITIES, INC
September 11, 1987 - August 3, 1990
MORGAN STANLEY DW INC.
March 30, 1982 - September 24, 1987
CROWELL, WEEDON & CO.
May 22, 1980 - March 25, 1982
JJC SECURITIES CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROBERT TODD FINANCIAL CORP.
CRD#: 7423 / SEC#: , 8-21716
Contact information
Documents
Red Flags
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