Steven C. Kirsch
Professional summary
Steven Charles Kirsch was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1980. Prior to being barred, Steven had worked at 6 firms, which includes AXIOM CAPITAL MANAGEMENT INC., STERLING FINANCIAL INVESTMENT GROUP INC., AVALON RESEARCH GROUP INC., J.P. MORGAN SECURITIES LLC, GRUNTAL & CO. L.L.C., PHILIPS APPEL & WALDEN INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2003 - September 19, 2003
AXIOM CAPITAL MANAGEMENT, INC.
January 12, 2000 - August 8, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 16, 1997 - December 2, 1999
AVALON RESEARCH GROUP, INC.
February 17, 1982 - December 24, 1996
J.P. MORGAN SECURITIES LLC
December 30, 1980 - April 2, 1982
GRUNTAL & CO., L.L.C.
May 22, 1980 - January 11, 1981
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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