Patrick T. Long
Professional summary
Patrick Thomas Long, who also goes by Patrick T Long, Patrick Long, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2019. Patrick has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Thomas Long's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003March 26, 2024 - September 9, 2024
MOORS & CABOT, INC.
March 26, 2024 - September 9, 2024
MOORS & CABOT, INC.
August 6, 2019 - March 12, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2019 - March 12, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2025)
(4/11/2025)
(4/11/2025)
Exams
Series 7TO
Date: 7/12/2019
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINALIS SECURITIES LLC
Financial AdvisorCRD#: 305908New York, NY 10003TRUST BUT VERIFY
Monitor Patrick Long
Get automatic monthly alerts on:
