Jordan S. Bromley

PROSPERITY WEALTH PLANNING LLC

IRVINE, CA 92612

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CRD#: 7086414

Professional summary

Jordan Steven Bromley, who also goes by Jordan Bromley, is a registered financial advisor currently at PROSPERITY WEALTH PLANNING LLC located in Irvine, California.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jordan has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jordan Bromley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: TRUE WEALTH ADVISORY GROUP; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR PARTICIPATING IN CLIENT MEETINGS AND WORKING WITH THE ADVISORS TO ENSURE THAT ALL OF THE FINANCIAL PLANNING ACTION ITEMS ARE ADDRESSED;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Steven Bromley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2024 - Present

PROSPERITY WEALTH PLANNING LLC

Office #1: 3349 Michelson Dr Suite 200-8e, Irvine, CA 92612

RIA

CRD#: 315163

IRVINE, CA

Past

August 16, 2023 - June 28, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WALNUT CREEK, CA

Past

June 14, 2023 - June 28, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY WEALTH PLANNING LLC

PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC

CRD#: 315163 / SEC#: 801-121807

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/30/2024)

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/19/2023

Securities Industry Essentials Examination

Current Firm

PROSPERITY WEALTH PLANNING LLC

PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC

CRD#: 315163 / SEC#: 801-121807

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

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Contact information

Main Address

3349 Michelson Dr Suite 200-8e, Irvine, CA 92612

Mailing Address

Phone number

(877) 878-7860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PROSPERITY WEALTH PLANNING LLC (9/10/2025)

Regulatory assets under management

Total Number of Accounts	583
AUM (Assets Under Management)	$ 216,112,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan S. Bromley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Steven Bromley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITY WEALTH PLANNING LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

PROSPERITY WEALTH PLANNING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2023

Series 7TO

Date: 6/13/2023

SIE

Date: 2/19/2023

Current Firm

PROSPERITY WEALTH PLANNING LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY WEALTH PLANNING LLC

TRUST BUT VERIFY

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