AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

Jordan S. Bromley

PROSPERITY WEALTH PLANNING
Frisco, TX 75034
Some features on this profile are disabled
CRD#: 7086414
JB

Professional summary

Jordan Steven Bromley, who also goes by Jordan Bromley, is a registered financial advisor currently at PROSPERITY WEALTH PLANNING LLC located in Frisco, Texas.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jordan has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jordan Bromley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Steven Bromley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2024 - Present

PROSPERITY WEALTH PLANNING LLC

Office #1: 2591 Dallas Parkway Suite 300, Frisco, TX 75034Office #2: 3349 Michelson Dr Suite 200-8e, Irvine, CA 92612Office #3: 3780 Kilroy Airport Way Ste 200, Long Beach, CA 90806
RIA
CRD#: 315163
Frisco, TX
Past

August 16, 2023 - June 28, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WALNUT CREEK, CA
Past

June 14, 2023 - June 28, 2024

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROSPERITY WEALTH PLANNING LLC
PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC

CRD#: 315163 / SEC#: 801-121807

RIA
Registered Investment Advisory firm - (7/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/30/2024)
IAR
Texas
(3/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/13/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/19/2023
Securities Industry Essentials Examination

Current Firm

PW
PROSPERITY WEALTH PLANNING LLC
PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC

CRD#: 315163 / SEC#: 801-121807

RIA
Registered Investment Advisory firm - (7/19/2021 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3349 Michelson Dr Suite 200-8e, Irvine, CA 92612
Mailing Address
Phone number
(877) 878-7860
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- PROSPERITY WEALTH PLANNING LLC (9/10/2025)

Regulatory assets under management

Total Number of Accounts583
AUM (Assets Under Management)$ 216,112,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY WEALTH PLANNING LLC

CRD#: 315163Frisco, TX 75034

TRUST BUT VERIFY

Monitor Jordan Bromley

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
DALLAS, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.