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Samuel Emerson Wagner

CFP®
WEALTHGUIDES
INDIANAPOLIS, IN
·CRD# 7086137·7 years experience

Professional Summary

Samuel Emerson Wagner, CFP® is a registered financial advisor currently at WEALTHGUIDES LLC located in Indianapolis, Indiana. Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Samuel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2021

Years of Experience

7 years in the financial services industry

Current & Past Employments

WEALTHGUIDES LLC·CRD# 329822
RIA
5915 N. College Ave Ste 208, Indianapolis, IN 46220
January 15, 2026 - Present
WEALTHGUIDES LLC·CRD# 329822
RIA
Indianapolis, IN
April 4, 2024 - December 31, 2025
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Carmel, IN
March 21, 2024 - April 8, 2024
CETERA ADVISORS LLC·CRD# 10299
RIA
Carmel, IN
August 17, 2020 - March 21, 2024
CETERA ADVISORS LLC·CRD# 10299
BD
Carmel, IN
January 24, 2020 - April 8, 2024

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Current Firm

WL
WEALTHGUIDES LLC

BROAD RIPPLE CAPITAL | WEALTHGUIDES LLC

CRD#: 329822
Indiana
Registered Investment Advisory firm - Indiana (1/21/2026 Approved)
Ohio
Registered Investment Advisory firm - Ohio (1/15/2026 Approved)

Contact Information

Main Address

5915 N. College Ave Ste 208, Indianapolis, IN 46220

Phone Number

(317) 533-7707

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

20

AUM (Assets Under Management)

$4,429,509

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC, INVESTMENT RELATED: YES, ADDRESS: 10955 LOWELL AVE, SUITE 900, OVERLAND PARK, KS, 66210, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: 10955 LOWELL AVE, SUITE 900, OVERLAND PARK, KS, 66210, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(1/21/2026)
IAR
Ohio
(1/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Samuel Emerson Wagner's CRS (Customer Relationship Summary).

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