SB
Scott N. Barsness
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
West Des Moines, IA 50266
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CRD#: 7085590
SB
Professional summary
Scott Norman Barsness, who also goes by Scott Norman Barsness, Scott Barsness, is a registered financial advisor currently at FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC located in West Des Moines, Iowa and LPL FINANCIAL LLC located in West Des Moines, Iowa.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Scott has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Norman Barsness | Scott Barsness
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/13/2020 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
2. 11/25/2020 - Five Talents Financial Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/18/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Five Talents Financial Management, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Norman Barsness's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2020 - Present
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
Office #1: 1441 29th Street Ste 310, West Des Moines, IA 50266RIA
CRD#: 307987
West Des Moines, IA
Current
November 13, 2020 - Present
LPL FINANCIAL LLC
Office #1: 1441 29th St, Ste 310, West Des Moines, IA 50266RIA
BD
CRD#: 6413
West Des Moines, IA
Past
August 3, 2019 - February 24, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD#: 307987 / SEC#: 801-119235
RIA
Registered Investment Advisory firm - (8/7/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(11/13/2020)
IAR
Iowa(11/18/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/3/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FT
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD#: 307987 / SEC#: 801-119235
RIA
Registered Investment Advisory firm - (8/7/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1441 29th Street Ste 310, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 223-7487
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,056 |
| AUM (Assets Under Management) | $ 210,441,524 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLC
CRD#: 307987West Des Moines, IA 50266TRUST BUT VERIFY
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