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Christopher N. Mistal

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CRD#: 7085568
CM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Nelson Mistal, who also goes by Christopher Mistal, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2021. Christopher had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Mistal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 29, 2021 - August 24, 2023

PROBABILITIES FUND MANAGEMENT, LLC

RIA
CRD#: 144313
White Plains, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/30/2019
Uniform Investment Adviser Law Examination

Current Firm


PF
PROBABILITIES FUND MANAGEMENT, LLC
CHILDREY INVESTMENT PARTNERS LLC | PROBABILITIES FUND MANAGEMENT, LLC | PROBABILITIES FUND MANAGEMENT LLC | DONAHUE FINANCIAL GROUP | CHILDREY INVESTMENT PARTNERS, LLC

CRD#: 144313 / SEC#: 801-77947

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Contact information


Main Address
10655 Main Street, Suite 612, Bellevue, WA 98004
Mailing Address
Phone number
(800) 519-0438
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Part 2 Brochures

PFM ADV PART 2A (3/29/2023)

Regulatory assets under management


Total Number of Accounts15
AUM (Assets Under Management)$ 18,893,293

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROBABILITIES FUND MANAGEMENT, LLC

CRD#: 144313

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