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Blake Ellis Thomason

NYLIFE SECURITIES
KENNEWICK, WA
·CRD# 7085348·7 years experience

Professional Summary

Blake Ellis Thomason, who also goes by Blake E Thomason, Blake Thomason, is a registered financial advisor currently at NYLIFE SECURITIES LLC located in Kennewick, Washington. Blake is registered as a RR (Registered Representative) and started their career in finance in 2019. Blake has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Blake E Thomason, Blake Thomason

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

NYLIFE SECURITIES LLC·CRD# 5167
BD
8656 W Gage Blvd Suite 202, Kennewick, WA 99336
October 6, 2025 - Present
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Richland, WA
August 11, 2023 - May 8, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Richland, WA
August 9, 2023 - May 8, 2025
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Kennewick, WA
May 18, 2023 - June 13, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Kennewick, WA
May 18, 2023 - June 13, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Salt Lake City, UT
September 21, 2021 - January 31, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Salt Lake City, UT
September 20, 2021 - January 31, 2023
HARRISDIRECT LLC·CRD# 42159
RIA
Sandy, UT
February 26, 2021 - August 12, 2021
E*TRADE SECURITIES LLC·CRD# 29106
BD
Sandy, UT
February 24, 2021 - August 12, 2021
FIRST COMMAND ADVISORY SERVICES·CRD# 281958
RIA
Layton, UT
August 20, 2020 - February 25, 2021
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Layton, UT
August 20, 2020 - February 25, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Salt Lake City, UT
November 12, 2019 - June 30, 2020
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Salt Lake City, UT
May 31, 2019 - June 2, 2020

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Current Firm

NS
NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone Number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NYLIFE LLC.SHAREHOLDER—
BAGTAS, ANGELA CHENELECTED MANAGER8172856
BOCCIO, JOHN MICHAELCHIEF EXECUTIVE OFFICER AND PRESIDENT4600977
DUARTE, DEBORAH LYNNELECTED MANAGER6090278
ENGELBRECHTSEN, TOM DAHLCORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER2908809
FEINBERG, AMARYA NMNELECTED MANAGER8162482
HUANG, DYLAN WEIELECTED MANAGER AND CHAIRMAN6233208
LOFTUS, PATRICIA ELIZABETHCORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2156131
SCHWARTZ, RACHEL SABRINAVICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL8170474
TILLOTSON, SANDRA GELECTED MANAGER7617600
VIRENDRA, SONALI NMNELECTED MANAGER2404467
ZAMAN, NABEEDVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER6410914

Disclosures

Regulatory Event

13

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Richland High School Investment related: No "Address: 930 Long Ave., Richland, WA 99352. https://richland.rsd.edu" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/13/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This would be a coaching position for the basketball team at the high school. Responsibilities would include attending after-school practices and games.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Washington
(10/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2019About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2019About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2023About the Series 6TO exam

Series 7TO — General Securities Representative Examination

Passed May 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Blake Ellis Thomason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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