Blake E. Thomason

NYLIFE SECURITIES LLC

KENNEWICK, WA 99336

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CRD#: 7085348

Professional summary

Blake Ellis Thomason, who also goes by Blake E Thomason, Blake Thomason, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Kennewick, Washington.

Blake is registered as a RR (Registered Representative) and started their career in finance in 2019. Blake has worked at 10 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Blake E Thomason | Blake Thomason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Richland High School Investment related: No "Address: 930 Long Ave., Richland, WA 99352. https://richland.rsd.edu" Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 11/13/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This would be a coaching position for the basketball team at the high school. Responsibilities would include attending after-school practices and games.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Blake Ellis Thomason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2025 - Present

NYLIFE SECURITIES LLC

Office #1: 8656 W Gage Blvd Suite 202, Kennewick, WA 99336

CRD#: 5167

KENNEWICK, WA

Past

August 11, 2023 - May 8, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

RICHLAND, WA

Past

August 9, 2023 - May 8, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

RICHLAND, WA

Past

May 18, 2023 - June 13, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Kennewick, WA

Past

May 18, 2023 - June 13, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Kennewick, WA

Past

September 21, 2021 - January 31, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

September 20, 2021 - January 31, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Past

February 26, 2021 - August 12, 2021

HARRISDIRECT LLC

RIA

CRD#: 42159

Sandy, UT

Past

February 24, 2021 - August 12, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

August 20, 2020 - February 25, 2021

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Layton, UT

Past

August 20, 2020 - February 25, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

LAYTON, UT

Past

November 12, 2019 - June 30, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

May 31, 2019 - June 2, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Washington
(10/6/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/7/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/9/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 5/31/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: , 8-15517

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NYLIFE LLC.	SHAREHOLDER
BAGTAS, ANGELA CHEN	ELECTED MANAGER	8172856
BOCCIO, JOHN MICHAEL	CHIEF EXECUTIVE OFFICER AND PRESIDENT	4600977
DUARTE, DEBORAH LYNN	ELECTED MANAGER	6090278
ENGELBRECHTSEN, TOM DAHL	CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER	2908809
FEINBERG, AMARYA NMN	ELECTED MANAGER	8162482
GARDNER, ROBERT MICHAEL	ELECTED MANAGER	6160318
HUANG, DYLAN WEI	ELECTED MANAGER AND CHAIRMAN	6233208
LOFTUS, PATRICIA ELIZABETH	CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	2156131
SCHWARTZ, RACHEL SABRINA	VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL	8170474
TILLOTSON, SANDRA G	ELECTED MANAGER	7617600
ZAMAN, NABEED	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	6410914

Disclosures

Regulatory Event	13
Arbitration	7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Blake E. Thomason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Blake Ellis Thomason's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2019

Series 63

Date: 6/7/2019

Series 6TO

Date: 8/9/2023

Series 7TO

Date: 5/31/2019

SIE

Date: 5/30/2019

FINRA

Current Firm

NYLIFE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NYLIFE SECURITIES LLC

TRUST BUT VERIFY

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