Michael A. Hatcher

TRANSAMERICA CAPITAL

Denver, CO 80202

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CRD#: 7084922

Professional summary

Michael Aaron Hatcher, who also goes by Michael Hatcher, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2019. Michael has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Hatcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Aaron Hatcher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2024 - Present

TRANSAMERICA CAPITAL, LLC

Office #1: 1801 California St Suite 5200, Denver, CO 80202

CRD#: 8217

Denver, CO

Past

April 6, 2023 - June 10, 2024

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

AUSTIN, TX

Past

April 5, 2023 - June 10, 2024

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

Austin, TX

Past

August 13, 2021 - May 16, 2022

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

CHICAGO, IL

Past

February 14, 2021 - July 12, 2021

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087

AUSTIN, TX

Past

August 13, 2019 - February 11, 2021

ASCENDANT ALTERNATIVE STRATEGIES, LLC

CRD#: 283881

Austin, TX

Past

May 21, 2019 - July 11, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TROY, MI

Past

April 9, 2019 - July 11, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(6/7/2024)

Texas
(7/25/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/9/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/16/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TRANSAMERICA CAPITAL, LLC

ENDEAVOR GROUP | TRANSAMERICA CAPITAL, LLC | TRANSAMERICA CAPITAL, INC.

CRD#: 8217 / SEC#: , 8-24829

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1801 California St. Suite 5200, Denver, CO 80202

Mailing Address

1801 California St. Suite 5200, Denver, CO 80202

Phone number

(720) 482-1500

Established

Iowa since 12/31/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AUSA HOLDING, LLC	PARENT
ACKERMAN, TIMOTHY LEON	DIRECTOR	2311523
BEITZEL, BRIAN	DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER	6183770
CARNEY, ROBERT DONALD	DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD	6747924
HALLORAN, MARK FRANCIS	DIRECTOR	1128889
HELLERMAN, DOUGLAS	CHIEF COMPLIANCE OFFICER	4696681

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Hatcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Aaron Hatcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

FOX CHASE CAPITAL PARTNERS, LLC

ASCENDANT ALTERNATIVE STRATEGIES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2019

Series 7TO

Date: 4/9/2019

SIE

Date: 2/16/2019

FINRA

Current Firm

TRANSAMERICA CAPITAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRANSAMERICA CAPITAL, LLC

TRUST BUT VERIFY

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