Cathleen P. Keane
Professional summary
Cathleen P. Keane, who also goes by Cathy Paula Catalino, Keane Paula Cathleen, Keane Cathleen, Cathleen Paula Keane, Cathy Catalino Keane, Cathleen P Keane, is a registered financial advisor currently at HAVILAND & SAMS, LLC located in Farmington, Connecticut.
Cathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Cathleen has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cathleen P. Keane's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2026 - Present
HAVILAND & SAMS, LLC
Office #1: 30 Stanford Drive 2nd Floor, Farmington, CT 06032September 3, 2024 - October 2, 2025
MORGAN STANLEY
August 23, 2024 - October 2, 2025
MORGAN STANLEY
September 20, 2019 - October 6, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 3, 2019 - October 5, 2022
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/12/2026)
(6/12/2026)
Exams
Series 7TO
Date: 6/3/2019
General Securities Representative ExaminationCurrent Firm
HAVILAND & SAMS, LLC
CRD#: 127175 / SEC#:
Contact information
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