Nashid I. Ali
Professional summary
Nashid Ibn Ali was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nashid is a previously registered financial professional and started their career in finance in 2022. Prior to being barred, Nashid had worked at 1 firm, which includes GAINVEST.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2022 - November 29, 2022
GAINVEST
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GAINVEST
CRD#: 301090 / SEC#: 801-115024
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 332 |
| AUM (Assets Under Management) | $ 107,694,492 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/11/2022 |
Red Flags
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