Sara S. Kanig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sara Sperling Kanig, who also goes by Sara Sperling, Sara Sperling-kanig, was a registered financial professional .
Sara is a previously registered financial professional and started their career in finance in 2020. Sara had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2023 - October 19, 2023
ARBOR PRIVATE WEALTH, LLC
November 18, 2021 - October 3, 2022
OSAIC WEALTH, INC.
June 30, 2020 - December 3, 2021
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
ARBOR PRIVATE WEALTH, LLC
CRD#: 315812 / SEC#: 801-122411
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/30/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ARBOR PRIVATE WEALTH, LLC
CRD#: 315812 / SEC#: 801-122411
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 260 |
| AUM (Assets Under Management) | $ 139,173,007 |
Red Flags
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