Shaundra Y. Patterson

DEW WEALTH MANAGEMENT

Humble, TX

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CRD#: 7083956

Professional summary

Shaundra Yvette Patterson, who also goes by Shaundra Patterson, is a registered financial advisor currently at DEW WEALTH MANAGEMENT located in Humble, Texas.

Shaundra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Shaundra has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaundra Patterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaundra Yvette Patterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2023 - Present

DEW WEALTH MANAGEMENT

RIA

CRD#: 114148

Humble, TX

Past

April 27, 2020 - December 31, 2023

DIVINE WEALTH STRATEGIES

RIA

CRD#: 298467

ATLANTA, GA

Past

January 22, 2020 - April 23, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ATLANTA, GA

Past

January 21, 2020 - April 23, 2020

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ATLANTA, GA

Past

June 5, 2019 - December 12, 2019

EDWARD JONES

RIA

CRD#: 250

Marietta, GA

Past

May 11, 2019 - December 12, 2019

EDWARD JONES

CRD#: 250

Marietta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/11/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/16/2019

Securities Industry Essentials Examination

Current Firm

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

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Contact information

Main Address

8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 614-9119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	664
AUM (Assets Under Management)	$ 361,883,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shaundra Y. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaundra Yvette Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVINE WEALTH STRATEGIES

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DEW WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2019

Series 7TO

Date: 5/11/2019

SIE

Date: 4/16/2019

Current Firm

DEW WEALTH MANAGEMENT

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEW WEALTH MANAGEMENT

TRUST BUT VERIFY

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