Ralph J. Doudera

SPECTRUM FINANCIAL

VIRGINIA BEACH, VA 23452

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CRD#: 70839

Professional summary

Ralph John Doudera is a registered financial advisor currently at SPECTRUM FINANCIAL INC located in Virginia Beach, Virginia.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Ralph has worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL TECHNOLOGY ASSOCIATES, INC. 2940 N. LYNNHAVEN RD. SUITE 200 VIRGINIA BEACH, VA 23452 LIFE INSURANCE RENEWAL BUSINESS LESS THAN 1% OF TIME DEVOTED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph John Doudera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 1989 - Present

SPECTRUM FINANCIAL INC

Office #1: 2940 N. Lynnhaven Rd. Suite 200, Virginia Beach, VA 23452

RIA

CRD#: 105618

VIRGINIA BEACH, VA

Past

November 19, 1989 - October 31, 2000

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 24, 1987 - December 31, 1992

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

August 30, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

February 27, 1984 - September 19, 1985

SUMMIT EQUITIES, INC.

CRD#: 11039

Past

March 13, 1973 - March 5, 1984

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM FINANCIAL INC

CRD#: 105618 / SEC#: 801-33311

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/2/1992)

IAR

Virginia
(1/5/1989)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 3/7/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/1991

General Securities Principal Examination

Current Firm

SPECTRUM FINANCIAL INC

CRD#: 105618 / SEC#: 801-33311

RIA

Registered Investment Advisory firm - (12/30/1988 Approved)

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Contact information

Main Address

272 Bendix Road, Ste 600, Virginia Beach, VA 23452

Mailing Address

Phone number

(757) 463-7600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPECTRUM FINANCIAL ADV PART II BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 266,263,591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ralph J. Doudera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph John Doudera's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

MUTUAL SERVICE CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

SUMMIT EQUITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

SPECTRUM FINANCIAL INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/1989

Series 1

Date: 3/7/1973

Series 24

Date: 3/20/1991

Current Firm

SPECTRUM FINANCIAL INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM FINANCIAL INC

TRUST BUT VERIFY

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